http://www.globallawbooks.org/reviews/getFile.asp?id=502
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Conceptualizing the Administration of Territory by International Actors
Lindsey Cameron
∗
∗∗
∗
and Rebecca Everly
∗∗
Gregory H. Fox. Humanitarian Occupation. New York: Cambridge Unversity Press, 2008. Pp.
336. $47.99. ISBN: 9780521671897.
Hans Fabian Kiderlen. Von Triest nach Osttimor. Der völkerrechtliche Rahmen für die
Verwaltung von Krisengebieten durch die Vereinten Nationen. Berlin, Heidelberg, New York:
Springer, 2008. Pp. 528. EUR94.95. 9783540775249.
Bernhard Knoll. The Legal Status of Territories Subject to Administration by International
Organisations. New York: Cambridge University Press, 2008. Pp. 554. $138.00. ISBN:
9780521885836.
Carsten Stahn. The Law and Practice of International Territorial Administration. Versailles to
Iraq and Beyond. Cambridge: Cambridge University Press, 2008. Pp. 866. £99.00. ISBN:
9780521878005.
Ralph Wilde. International Territorial Administration. How Trusteeship and the Civilizing
Mission Never Went Away. Oxford: Oxford University Press, 2008. Pp. 640. £64.95. ISBN:
9780199274321
Abstract
This article reviews five major recent works on the phenomenon of the administration of territory
by international actors. Covering both legal and policy elements of the works, it delves into how
the scholars treat the purported legitimacy deficit often associated with this activity. It then
addresses the authors’ approaches to the key international law questions, including the legal
status of internationally administered territories, the legal basis for administration, and the legal
∗
Research assistant and PhD candidate, University of Geneva.
∗∗
PhD (Cantab), currently a Visiting Scholar at Jawaharlal Nehru University, New Delhi, India.
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framework governing administrators’ acts, and, finally, the accountability of the international
actors involved.
The post-Cold War upsurge of cases involving the administration of territory by international
actors, which has included high profile UN interim administration missions in Kosovo and East
Timor, is frequently associated with ad hocism. International administrators themselves have
been accused of acting in a responsive, piecemeal fashion, and critical analysis of this
phenomenon has often tended to focus on strategic/tactical issues rather than to provide a
reflective examination of the nature of international administration itself.
To be sure, a glance at the growing literature on international administration reveals both
praise and criticism which speaks to the broader implications of having international actors
perform functions which normally fall within the purview of domestic governmental authorities.
For instance, international administration has been alternatively presented as a humanitarian
response to the problem of ‘failed states’ and colonialism redux performed by unaccountable
international actors. Yet, what is often missing is a rigorous analysis of international
administration and its links to other forms of governance by outsiders and the legal and
normative issues surrounding its use. This is problematic, given that the use of international
actors to administer territory raises questions of enormous relevance for international relations
and international law. For example, what are the implications for the notion of state sovereignty?
How can governance by unelected international officials be reconciled with the view, however
controversial, that there is an evolving right to democratic governance? And, even if one accepts
that governance of this sort may be legitimate in principle, how does one decide when to make
use of it and how it should be structured and regulated?
Against this background, recent publications by Ralph Wilde, Bernhard Knoll, Carsten
Stahn, Hans Fabian Kiderlen, and Gregory Fox are welcome, as each seeks to wrestle with
fundamental, first order questions of this sort. Overall, these works are of a very high quality,
with much to offer both scholars and practitioners. Wilde’s International Territorial
Administration: How Trusteeship and the Civilizing Mission Never Went Away1 builds on the
1
R. Wilde, International Territorial Administration: How Trusteeship and the Civilizing Mission Never Went Away
(2008).
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author’s earlier, path-breaking work2 through a searching analysis of the involvement of
international actors in the administration of territory, along with the purposes of such
involvement. Wilde also examines the relationship between recent cases of international
involvement in territorial administration and activities such as colonialism, mandate and trust
arrangements, and occupation, thus raising questions about the legitimacy of such cases.
Knoll’s Legal Status of Territories Subject to Administration by International
Organizations, which is a mix of the theoretical and empirical and draws in part on the author’s
experience in the Office of the Chef de Cabinet of the OSCE mission resident in Kosovo, is similarly
concerned with conceptualizing international administration and assessing its links to other cases
of territorial administration, including under the mandate/trusteeship systems.3 Knoll pays
significant attention to the relationship between international administration and the international
legal personality of administered territories. The book is demanding, but ultimately rewarding,
due particularly to Knoll’s willingness to put forward bold, often polemical, legal arguments. The
passages of the book which seek to throw light on the nature of international administration
through an exploration of politico-legal issues which have arisen in Kosovo are very rich; the
fact that they tend to refer to documents which are little known and often not widely available is
particularly useful for scholars of international administration. At the same time, the very
existence of difficulties regarding access to documents produced by international administrations
should trigger more discussion on the transparency deficit within these entities.
At over 700 pages (excluding bibliography) and with a correspondingly broad scope,
Stahn’s The Law and Practice of International Territorial Administration is likely to become a
standard reference work on the subject.4 It details the historical evolution of international
involvement in territorial administration and the latter’s multi-faceted character, examining the
first experiments with internationalization in the nineteenth century; the mandate and trusteeship
systems, and occupation. It also considers institutions such as protectorates, protected states, and
condominiums. Stahn uses this background as a springboard for a wider discussion of the legal
and normative issues arising in connection with territorial administration by international actors.
The wide scope of Stahn’s work necessarily means that he cannot treat all of the issues that he
2
See, e.g., Wilde, ‘From Danzig to East Timor and Beyond: The Role of International Territorial Administration’,
95 AJIL (2001) 583.
3
B. Knoll, The Legal Status of Territories Subject to Administration by International Organisations (2008).
4
C. Stahn, The Law and Practice of International Territorial Administration: Versailles to Iraq and Beyond (2008),
at 2–3.
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raises in great detail, but his arguments are clear and persuasive. Stahn also provides various
interesting recommendations for improving the quality of international administration.
Kiderlen’s Von Triest nach Osttimor: Der völkerrechtliche Rahmen für die Verwaltung
von Krisengebieten durch die Vereinten Nationen5 focuses exclusively on the administration of
territory by the UN, and his aim is to sketch the international legal framework applying to UN
administration of territories in crisis. As such, Kiderlen is much less concerned with broader
questions of legitimacy than with the legal nitty gritty. The bulk of the work considers the legal
basis for UN administration of territory and the legal limits upon it. As Kiderlen puts it, he
explores the ‘whether’ and the ‘how’ of territorial administration – but in terms of the legal issues
guiding the decision-making, not the policy questions. Overall, his approach is much more
continental than those of the other works under review, as he structures his work round a
systematic interpretation of the UN Charter and the position of the UN in international law.
Finally, Fox explores what he refers to as ‘humanitarian occupation’ in his book of the
same name. 6 He examines post-Cold War international administrations in Bosnia and
Herzegovina (BiH), Kosovo, East Timor, and Eastern Slavonia (Croatia), arguing that these
represent a commitment on the part of the international community both to the preservation of
existing states and to a model of the state rooted in liberal democratic norms. He contends that
commonly-employed legal justifications for such administrations are inadequate, and suggests a
possible alternative foundation for humanitarian occupation which takes into account that the
latter is undertaken in furtherance of the collective goals of the international community.
1, Definitions
The initial challenge in assessing international administration relates to definition and taxonomy.
Knoll explores the phenomenon of ‘territories subject to administration by international
organisations’ and notes that ‘an internationalised territory is subject to the interim
administration of a subsidiary organ of an international organisation’ (Knoll, at 408). Wilde’s
work examines what the author refers to as international territorial administration (ITA), or
territorial administration by international actors, with ‘territorial administration’ defined as ‘a
5
H. F. Kiderlen, Von Triest nach Osttimor: Der völkerrechtliche Rahmen für die Verwaltung von Krisengebieten
durch die Vereinten Nationen (2008). Kiderlen’s translation of his title is From Trieste to East Timor: The Legal
Framework for the Administration of Areas of Conflict by the United Nations.
6
G. Fox, Humanitarian Occupation (2008).
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formally-constituted, locally-based management structure operating with respect to a particular
territorial unit, whether a state, a sub-state unit or a non-state territorial entity’ (Wilde, at 21).
For Wilde, ITA includes administration performed by both international organizations and
international appointees serving on locally-based bodies such as courts and electoral bodies.
Stahn also uses the term ‘international territorial administration’, but defines it as ‘the
exercise of administering territory by an international entity for the benefit of a territory that is
temporarily placed under international supervision or assistance for a communitarian purpose’
(emphasis added), thus seemingly narrowing Wilde’s definition in some respects (Stahn, at 2–
3). Kiderlen, in line with his aims, has defined his subject matter more narrowly as the
administration of ‘crisis’ areas by the United Nations.7 However, he recognizes that there can be
different bases for ITA and other actors involved (Kiderlen, at 2).
Finally, Fox is concerned with ‘humanitarian occupation’, which he considers a discrete
category of international administration initiated following the end of the Cold War which is
distinguishable from earlier experiments with administration by international actors on the basis
that the principal rationale for humanitarian occupations is the welfare of the inhabitants of
administered territories. According to Fox, humanitarian occupation is ‘the assumption of
governing authority over a state or a portion thereof, by an international actor for the express
purpose of creating a liberal, democratic order’ (Fox, at 4). He stresses that the goal of such
initiatives ‘has been to end human rights abuses, reform governmental institutions and restore
peaceful existence among groups that had recently been engaged in vicious armed conflict’ (Fox,
at 3). Fox claims that ‘[a]lmost everything about these missions differed’ from earlier cases of
international administration (Fox, at 42), stressing that ‘if the early cases of international
governance primarily served the interests of outsiders, the post-Cold War missions primarily
served the interests of insiders – the citizens of host States’ (Fox, at 43).
Definitional differences, even those that may appear subtle, have important
consequences – the most obvious being their implications for which ‘administrations’ and
activities fall within the purview of study.8 It is useful to stress two further points. First, the
7
In Kiderlen’s words, ‚Gegenstand der Arbeit sind die volkerrechtlichen Rahmenbedingungen für die Verwaltung
von Krisengebieten durch die Vereinten Nationen‘. However, he goes on to specify that ‘[d]er Begriff Krisengebiet
ist dabei weit zu verstehen‘, including failed states.
8
One of the most contentious being whether the Coalition Provisional Authority in Iraq might be considered an ITA
administration similar to, e.g., UNMIK. While we are convinced that it is not, we recognize that it raises difficult
questions. In the works reviewed, Kiderlen considers that it is not (at 205–210), as does Fox, whereas Stahn
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definition chosen must be appropriate to the case studies that it claims to cover. For instance,
while it is common for international administration to be associated with the administration of
territory by an ‘international organization’, it is questionable whether the latter is an accurate
description of an entity such as the Office of the High Representative (OHR) in BiH – a non-
member treaty body – although the OHR is generally cited as one of the main examples of post-
Cold War international administration. While the term ‘international organization’ has been
defined in different ways, it is frequently understood as referring to an organization with state
(and potentially other) members established pursuant to an international legal instrument.9
Accordingly, ‘public international entity’ or ‘public international actor’ may be a more
appropriate descriptor than ‘international organization’.
Secondly, definitions which include the element of purpose or motivation (e.g., those of
Fox and Stahn) create difficulties for the legal analysis of international administration because of
the subjectivity they introduce. How does one decide what the real purpose of an international
administration is? How much weight should be given to the stated aims of the international actor
performing the administrative role? How should one conceive of multi-purpose administrations?
Finally, purposes may change over time. Should an entire definitional framework depend on or
change with a nebulous/shifting purpose? Other consequences of different definitions will be
discussed below.
2. International Territorial Administration as a Policy Institution
One of Wilde’s main achievements is that, confronted with the heterogeneous literature on
international administration in which the latter is variously described as modern trusteeship, a
novel method of state-building, an outgrowth of complex peacekeeping, a form of protectorate
and a return to colonialism, he provides a serious, detailed examination of the different cases in
which international actors have played an administrative role in the domestic context. The core
of his work is the effort to identify a ‛policy institution’, or an established practice for common
ends, within this thicket of cases.
considers international engagement in Iraq a ‘hybrid case of UN restraint in international administration’ and a
‘unique’ case of ITA (at 363 and 380).
9
The definition provisionally adopted by the International Law Commission for the draft Articles on Responsibility
of International Organizations states ‘the term “international organization” refers to an organization established by a
treaty or other instrument governed by international law and possessing its own international legal personality.
International organizations may include as members, in addition to States, other entities’: ILC, Report of the Fifty-
Fifth Session (2003), A/58/10, at 33.
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Wilde’s discussion of international involvement in territorial administration highlights the
different types of actors which have been used to perform such functions (e.g., entities created by
the League of Nations, the UN Security Council, and the European Union, as well as the sui
generis OHR in Bosnia), the different legal bases under which such functions have been
performed and differences in the nature and scope of such functions. An appreciation of this
historical diversity is important both for the overall dialogue on use of international
administration and in considering whether and how to engage in this activity in the future. At the
same time, Wilde identifies a thread connecting various, seemingly disparate cases of
international administration and suggests that the post-Cold War UN administrations which have
attracted such significant attention of late are part of a broader policy institution (i.e., ITA) which
involves international actors displacing local actors in the act of territorial governance, based on
perceived problems with the identity of local actors, the quality of their governance, or both
(Wilde, at 233–234). Overall, his arguments are extremely well-crafted and persuasive.
Somewhat polemically, Wilde suggests that ITA is part of a broader family of ‘foreign
territorial administration’, which includes colonialism, state administration in the mandate and
trusteeship systems, and occupation. As indicated above, suggestions of a link between
international administration and colonialism are not unusual,10 but Wilde’s contribution in this
regard is his rigorous, scholarly approach to the issue. According to Wilde, foreign territorial
administration involves foreign actors displacing local actors in the administration of a territory
which is conceived as ‘other’ than that of the administering actors (Wilde, at 362–363). He
suggests that ‘[w]hen this arrangement is understood in terms of the foreign actor acting “on
behalf of” the territory and its people, as is the case of all forms of ITA, certain, later forms of
colonialism, state administration under the Mandate and Trusteeship systems, and “occupation”
as it is conceptualized in occupation law, it is “trusteeship”. Such arrangements might be termed
generically “international trusteeship”’ (Wilde, at 363). Whereas the dual mandate in the colonial
context putatively signified a mandate to act on behalf of the people in an administered territory,
as well as on behalf of the colonial power itself and states more broadly, in the context of ITA it
is seen as signifying a dual mandate intended to benefit people within administered territories
and the international community as a whole (Wilde, at 357). This link of recent, ostensibly
‘humanitarian’, international efforts and certain discredited modes of governance inevitably
10
See, e.g., K. Marten, Enforcing the Peace: Learning From the Imperial Past (2004).
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raises legitimacy questions regarding the former which will be discussed below.
Wilde is not the only author to have made the link between international administration
and the notion of trusteeship. Knoll, for instance, makes this link as well, and notes that
‘domestic’ and ‘international’ interests can clash in situations of international administration,
citing several examples from Kosovo. In this regard, one should consider that, though
international administrators have obligations to both international and domestic stakeholders,
their ultimate loyalty is likely to be towards the international actors that are responsible for their
livelihoods. Perhaps the most troubling example of the tension arising from the ‘dual mandate’
relates to the aversion of international administrators and their sponsors to judicial review of the
administrations’ conduct on human rights grounds. Indeed, such examples tend to call into
question the very notion of international administrations as ‘trusteeships’.
It should also be noted that, while the notion of international administrators holding a
dual mandate to benefit people within administered territories and the international community
as a whole may be accurate in very broad terms, the relationships such administrators have with
local and other international actors differ by context. Thus, for instance, the head of the United
Nations Interim Administration in Kosovo (UNMIK) has been formally plugged into the
complex UN bureaucracy, and, while the relationships between the various UNMIK heads and
the UN Secretariat have changed over time, these actors have been in continuous dialogue on a
range of Kosovo-related matters. In contrast, some international appointees on locally-based
bodies, such as members of the Constitutional Court of BiH from outside the region, are meant to
operate in an independent fashion and have sought to do so in practice. Such differences also
need to be considered in the context of the ongoing debate concerning the legitimacy of
international involvement in territorial administration, which is the subject of the following
section.
3. Legitimacy
The question of the legitimacy of international administration runs through all of the works, and
is dealt with differently by each author. It is of course vital to the wider dialogue on international
administration, and particularly for discussions regarding future experiments with this policy
institution.
How one chooses to define international administration and the linkages that one draws
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between different forms of ‘outsider’ involvement in governance has significant implications for
discussions of legitimacy. As noted above, Wilde’s placement of what he terms ITA within the
larger family of foreign territorial administration – which includes colonialism – raises elemental
questions about the former’s legitimacy. This taxonomical decision may be warmly received by
those who are sceptical of international interventions on humanitarian grounds and, particularly,
those who view governance by outsiders as illegitimate by definition.
Wilde’s work suggests that focusing the legitimacy debate solely on problems with the
design and implementation of international administration elides the larger implications of the
relation of dominance between outsiders and insiders in ITA settings. Wilde does not seek to
resolve the legitimacy question; rather, he foregrounds it by problematizing arguments used to
legitimize certain cases of international administration and to dissociate them from more
universally suspect modes of governance (e.g., arguments that such cases (1) have been lawfully
authorized; (2) implement policies reflecting principles of international law that are universally
valid; (3) are conducted by international organizations that are less self-interested/more
concerned with ‘humanitarian’ objectives than individual states; and (4) are temporary).
According to Wilde, ‘[t]o be justified, ITA must be able to resist the fundamental critique
of trusteeship … that exercising control over people from outside is inherently unjust’ (Wilde, at
444). To this end, assessment of the legitimacy of international administration would seem to
require a holistic approach, perhaps including an empirical study of what kinds of systems and
structures a territory is left with when ‘the internationals’ depart. It is useful to contrast Wilde’s
scepticism about arguments used to distinguish and legitimize recent cases of international
administration with Stahn’s comment that ‘UN and international administrations have passed
through different historical cycles and trials and errors in the exercise of mandates of territorial
administration. Yet these imperfections do not call into question the validity and merits of the
concept of international territorial administration as such’ (Stahn, at 733). Indeed, whether to
view international administration as a policy institution which is inherently illegitimate or one
which is simply in need of improvement is one of the most difficult and important questions
which arises in the debate on international administration.
The fundamental concerns that Wilde raises regarding the use of international
administration are understandable, as it represents a clear intrusion by the international
community into a state’s (or other territorial unit’s) affairs and diminishes the ability of
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individuals to challenge those decisions using the normal domestic apparatus. That said, if one
goes down the path of questioning the legitimacy of international administration on intrusiveness
grounds, one needs to grapple with the fact that this creates questions about a huge range of
international activities.
Wilde notes that the use of ITA is ‘predicated on the formal distinction between placing
pressure on a government to take action and actually taking over the machinery of government
so as to perform such action directly’ (Wilde, at 286). While we understand the desire to draw a
bright line between different forms of intrusion, we would argue that the fuzziness of the line
between administration and assistance in many cases and the fact that assistance is sometimes
arguably more intrusive than administration (e.g., the conditionality policies of international
financial institutions, on one hand, and the presence of a foreign expert on a domestic
administrative body on the other) raise the question whether the line between international
assistance and the direct performance or supervision of administrative tasks by international
actors from within administered territories should serve as a dividing line between legitimate and
illegitimate international action.
In general, those who would consider international administration an inherently
illegitimate exercise of international power should address the extent to which
international/domestic boundaries are changing and why international administration (even
administration conducted on the basis of consent or a Chapter VII resolution of the Security
Council) is inevitably more problematic than other types of international influence exerted on
domestic actors. Much of the work done under the Global Administrative Law (GAL) project
highlights the increasing sway organizations have over state activity in many spheres.11 In a
sense, GAL purports to identify a new ‘trend’ in public international law. Its proponents argue
that the ‘domestic–international dichotomy’,12 in which international rules must be translated by
a domestic government in order to be applicable to private parties, breaks down in the face of the
‘rapid growth of international and transnational regulatory regimes with administrative
components and functions’.13 As a result, ‘international bodies make decisions that have direct
11
See Kingsbury, Krisch, and Stewart, ‘The Emergence of Global Administrative Law’, 68 Law and Contemporary
Problems (2005) 15 (hereafter, Kingsbury et al.).
12
Ibid., at 23.
13
Ibid., at 18. This complaint about the traditional view of international law is echoed by a number of scholars of
international organizations. See, e.g.,Brölmann, ‘A Flat Earth? International Organizations in the System of
International Law’, 70 Nordic J Int’l L (2001) 319, especially at 320.
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legal consequences for individuals or firms without any intervening role for national government
action’.14
It is extremely useful to consider Wilde’s arguments in conjunction with an understanding
of the concerns raised by the GAL project and other cases of international/domestic interface.
For example, the Special Court recently created to try the alleged perpetrators of Rafik Hariri
uses international and Lebanese judges whose identities are currently not disclosed (apparently
for their own safety).15 Had it not played a role in its creation, the international community
would likely be crying foul for a number of reasons. Indeed, viewed within this broader context,
Wilde’s writing and arguments are compelling and force us to think critically and deeply about
the way in which states and the international community can engage with one another for the
betterment and advancement of all.16
It is also useful to consider whether different types of ITA, as defined by Wilde, have
different implications from a legitimacy perspective. Even if all cases of ITA, from international
administrators vested with plenary administrative power to international appointees on domestic
bodies, must resist the fundamental critique that they are unjustly exercising control over a
population, close consideration of the way in which these different types of ITAs operate and
exert such control is warranted.
Many of the other works under review address the legitimacy question as well. For
instance, Stahn suggests that various models of legitimation can provide at least a partial
justification for ‘the exercise of governmental authority beyond the state’, referring inter alia to
legitimacy qua consent, legitimacy through accountability, legitimacy based on emergency
powers, and functional legitimacy (e.g, expertise and neutrality) (Stahn, at 41 and 519).
However, he rightly stresses that these conceptual bases of legitimacy do not always translate
into legitimacy in practice.
Stahn also suggests that the legitimacy of international involvement in territorial
governance turns in part on its transitional nature, arguing that international administration
14
Kingsbury et al., supra note 11, at 24.
15
Moreover, the Rules of Procedure and Evidence allow for trials in absentia. See Special Tribunal for Lebanon,
Rules of Procedure and Evidence, 20 Mar. 2009, Rules 106–109. Although it was stated that the judges’ identities
would be revealed when they were sworn in on 1 Mar. 2009, they remain secret. See ‘Judges sworn in at Lebanon
Tribunal’, The Hague Justice Portal, 25 Mar. 2009, available at:
www.haguejusticeportal.net/eCache/DEF/10/471.TGFuZz1FTg.html (accessed 17 Apr. 2009). See also UN SC
Resolutions 1664 (2006) and 1757 (2007).
16
Stahn makes a passing reference to this broader debate (Stahn, at 759).
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should be temporally limited in order to avoid conflicts with principles of self-determination and
democratic governance (Stahn, at 741).17 From this standpoint, if international administration
were to be suggested in the future as a means for permanent neutralization of a conflict (as was
the plan for Danzig in the inter-war period), this would be likely to raise serious concerns from a
legitimacy perspective. The most recent doctrine published by the UN Department of
Peacekeeping Operations (DPKO) indicates that international administration continues to be
viewed as a viable policy institution in the context of UN peace operations, but stresses the
transitional nature of such administration.18 In our view, particularly given that interim
international administrations have in some cases been in place for many years, and often much
longer than originally anticipated, the temporally-limited character of an administration should
not be a justification for failing to engage seriously with questions regarding domestic
governance by international actors.
Fox’s argument that earlier international administrations were primarily for the benefit of
‘outsiders’, while his ‘humanitarian occupations’ are primarily for the benefit of citizens of host
states, is also relevant for the legitimacy debate. However, arguments of this sort must contend
with the problems which have arisen in practice where international and domestic interests have
come into conflict. One should bear in mind the problems encountered in seeking to hold
international administrations accountable for human rights violations within governed territories.
Another issue which arises in this context is the extent to which concerns regarding the
legitimacy of international administration have been assuaged by the fact that the UN has
frequently been involved in such cases, particularly if regional organizations become more
interested in performing such a role in the future. All of Fox’s examples of ‘humanitarian
occupation’, with the exception of the OHR in BiH, are UN administrations. Stahn argues that
‘the UN remains the best and the “least illegitimate of all outside actors” to take on tasks of
international administration’ (Stahn, at 738). Even if true, it is appropriate to consider the debate
17
Kiderlen argues that temporariness is a legal requirement of administrations authorized under Chap. VII of the UN
Charter: once the threat to the peace giving rise to the establishment of the administration has subsided, the factual
situation supporting the adoption of the resolution no longer exists and the administration should terminate within a
reasonable period of time. For his part, Fox argues that ‘temporarily suspending a state’s autonomy is appropriate
when a liberal and autonomously self-sustaining state is the evident goal’ (Fox, at 308).
18
UN Department of Peacekeeping Operations and Department of Field Support, United Nations Peacekeeping
Operations: Principles and Guidelines (The Capstone Doctrine) (2008), at 37.
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concerning the UN Security Council’s decision-making process in this context. 19
As indicated, Fox argues that ‘humanitarian occupation’ reflects the international
community’s commitment to existing state borders. He observes that ‘[n]orms of physical
integrity, equality and political pluralism have replaced indifference toward the most destructive
aspects of ethno-nationalism…. borders and populations are taken as essentially immutable; it is
a government’s failure to accord equal rights to all its citizens that is subject to change’ (Fox, at
122–123). This argument has implications for the legitimacy debate as well. In general, it is
difficult to dispute what Fox refers to as the ‘normative commitment to existing State borders’ in
contemporary international law (Fox, at 117). As he notes, this commitment was evident in
Eastern Slavonia, where the main objective of the UN Transitional Authority in Eastern Slavonia,
Baranja, and Western Sirmium (January 1996–January 1998) was to reintegrate a territory within
Croatia which had witnessed intense fighting into the Croatian legal system. In BiH as well,
international actors operating in the country have maintained an intense commitment to the
existing state, even where this has seemingly involved ‘fixing’ problems with the weak Dayton
Peace Agreement.20 Indeed, in support of his argument Fox might have stressed the role played
by other actors, such as the OSCE-created Provisional Election Commission, which have taken
action to strengthen the BiH state.21
The fact that Kosovo (another of Fox’s settings of humanitarian occupation) declared
independence in February of 2008 and has to date been recognized by over 60 states obviously
creates certain difficulties for the argument that humanitarian occupation is grounded in an
international commitment to existing state borders. Fox recognizes the potential implications of
Kosovo for his argument, but regards it as an arguably contrary case which runs against the grain
of support for the territorial integrity of states. Ultimately, what Kosovo may represent is a case
where the sustained presence of an international administration in a non-state territorial entity
actually helped to create a reality in which independence became hard to resist, notwithstanding
proclamations of support for state sovereignty and territorial integrity on the part of those
international actors who established the administration. More will be said on this below. In
19
In this connection, Stahn suggests reforms to the composition and working method of the Security Council (Stahn,
at 740).
20
For a critical discussion of this approach see Waters, ‘Assuming Bosnia: Taking Polities Seriously in Ethnically
Divided States’, in D. Haynes (ed.), Deconstructing the Reconstruction: Human Rights and Rule of Law in Postwar
Bosnia and Herzegovina (2008), at 53.
21
The Provisional Election Commission operated in Bosnia from 1996 to 2001.
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addition, the UN Transitional Administration in East Timor, another of Fox’s examples of
humanitarian occupation, arguably does not serve as an example of the international
community’s normative commitment to existing state borders.22 East Timor under international
administration is perhaps most properly viewed, as Wilde suggests, as a non-state territory with a
self-determination entitlement (Wilde, at 153). One wonders, then, whether the commitment to
existing state borders can truly serve as a 'legitimating' factor for ITA.
Knoll takes a broad, conceptual approach to the issue of legitimacy. He stresses that
international administrations have different stakeholders, with different expectations, and draws
the reader’s attention to the fact that ‘international legitimacy’ and ‘domestic legitimacy’ can be
negatively correlated (Knoll, at 292, 295–297). In this connection, he suggests that international
administrations bolster their domestic legitimacy when they devolve power to local actors and
deliver on their institution-building mandate (Knoll, at 303), and that problems develop from a
domestic legitimacy perspective where administrations rely on more coercive models of
governance (Knoll, at 411). This is no small point. One need only look at the history of the UN’s
administrative role in Kosovo for evidence of the tension that can arise between international and
domestic legitimacy, as well as that between coercive and ownership models of governance. That
said, concepts such as ‘international’ and ‘domestic’ can be deconstructed further in many cases.
Anyone who has worked in conjunction with an international administration can testify to the
fact that the ‘international community’ is composed of various different actors, often with
different agendas (including in relation to the international administration itself). Similarly,
international administrations often operate in domestic environments where local actors do not
always share the same views on the question of what legitimates international administration.
Finally, both Knoll and Stahn have devoted significant attention to concerns regarding the
legal framework governing international administrations and their accountability, and the
resulting implications for the debate on legitimacy. Thus, Knoll refers to the paradox in which
the aspirations of administrations ‘are qualified by the absence of key criteria of a Rechtsstaat –
the democratic creation of laws, the separation of powers, the protection of fundamental
freedoms, legal certainty and the judicial control of normative acts’ (Knoll, at 329), although he
22
His argument may have benefited from a detailed discussion of two other similar cases (which cut both ways):
UNTEA (where the UN administration accepted highly questionable results of a referendum leading to Irian Jaya
being integrated into Indonesia) and MINURSO, another failed decolonization mission which has been stalled for
decades because Morocco will not renounce its claims to Western Sahara. Fox mentions them, but not in this context
(Fox, at 105, 146–147).
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suggests that only a few manifestations of local discontent with international administrations are
actually concerned with such issues (Knoll, at 420).
Ultimately, assessing the legitimacy of international administration is a subjective
enterprise. For some, effectiveness in ensuring peace in the administered territory may be the
predominant concern. In this vein, Stahn argues that undertakings in international administration
have, to a large degree, been successful, in that they have ‘accomplished at least part of their
goals and have facilitated a process of transition to peace’ (Stahn, at 737), although one can
question whether these are the most appropriate factors in evaluating ‘success’. One may instead
take a long-term view of success – focusing, for instance, on the sustainability and cultural
relevance of laws/institutions introduced by administrators. The works examined in the present
review provide a crucial contribution to the debate on legitimacy, but much work remains.
Further research on this question needs to include a detailed analysis of the role played by
international administrations in practice, with attention to and respect for the views of individuals
subject to the jurisdiction of such administrations. It would seem necessary to investigate how
effective international administrators have been in responding to the needs of individuals in
administered territories. Where there has been tension between those needs and the more
strategic concerns of international actors, and/or powerful states associated with such actors,
what has been the result? It also seems necessary to ask whether international administrators
have primarily been engaged in promoting universally-valid policies or, rather, in creating
institutions resembling those within the administrators’ own countries.
4. Legal Issues
Questions of legitimacy are intrinsically linked to legality, including the legal basis and
framework for international administration. In what follows we have selected what we see as the
predominant legal issues treated in the books under review, including the legal status of
administered territories, the legal basis for administration, and the legal framework which applies
to administering authorities, be they international organizations, individuals, or other entities.
A. Legal Status/Personality of Territory under Administration
All of the authors under review usefully underscore the fact that international administrations do
not acquire ‘ownership’ of administered territories. Wilde and Knoll, in particular, devote a good
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deal of ink to this issue, with the latter arguing that international administration is characterized
by a disjunction between sovereignty in terms of title, on one hand, and territorial
control/jurisdiction on the other.23 A key factor has been the lack of a claim to ownership on the
part of international administering authorities (Wilde, at 188).
That said, the status of territories administered by international actors has varied. Stahn
refers to: internationalized states (state entities subjected to international control and
institutionalized power-sharing arrangements within their internal domestic system, while
domestic authorities maintain territorial sovereignty and jurisdiction), internationalized territories
(territorial entities which enjoy some attributes of legal personality as a territory, while remaining
attached to the territorial sovereignty of a specific state), and international territories (territories
in respect of which no state holds territorial sovereignty) (Stahn, at 540–542). Wilde indicates
that administrations have operated both within recognized states and in ‘non-state territories with
distinct legal personality derived from their self-determination entitlement’ (Wilde, at 148, 153).
The fact that international administrations have sometimes played a role in constituting the future
status of a particular territory is a separate issue. This foregrounding of heterogeneity in relation
to status is crucial for a sophisticated understanding of the nature of international administration.
Questions of agency and international legal personality in connection with international
administration form a significant component of Knoll’s work. For Knoll, ‘an international
administration represents a non-state territorial entity on the international plane as its agent’ and
‘as an ancillary organ of the UN, a territorial administration dispenses temporary political
authority in order to carry out the functions, and meet the needs, of the international community’
(Knoll, at 14–15). It should be emphasized that not every case of international administration
involves an international actor representing a non-state territorial entity on the international legal
plane. In BiH, for instance, the OHR operates alongside state officials who are competent to
operate on the international plane in their own right and have no need of an intermediary. While
the various individuals who have headed this body have exercised certain administrative
functions within Bosnia, they have not sought to serve as Bosnia’s agent on the international
plane. In Kosovo this is increasingly the case. Even where international administrations do
23
Both Wilde and Knoll carefully consider and refute the 1961 thesis of Meir Ydit that ‘internationalized territories’
are territories over which sovereignty-as-title is exercised by an international body or international organization. See
M. Ydit, Internationalised Territories: From the ‘Free City of Cracow’ to the ‘Free City of Berlin’ – A Study in the
Historical Development of a Modern Notion in International Law and International Relations (181 –1960) (1961).
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operate in non-state territories, it is not inevitable that the former will represent the latter at an
international level. Whether a particular administration plays the role of international
representative depends upon a number of factors, including the status of the territory in which it
operates, the particular needs of the territory, the temporal limits of the administration, and any
relationship which may exist between that territory and a larger territorial unit.
Knoll goes on to make the argument that non-state territories under fiduciary
administration can have a claim to partial international legal personality, with international
administrators representing the territories’ rights on the international plane. He notes:
We will consider the following proposition: (i) if a series of acts performed by an agent
are allowed to be legal acts in the sense that they access the international legal order,
and (ii) if the agent is admitted to have the capacity to perform them, this performance
activates the ‘latent’ subjectivity of the entity on whose behalf the agent acts. The
performance of its subjectivity by an agent hence renders a non-state territory an
international legal personality with the capacity to pursue its abstract ‘interests’ on the
international stage. We shall conclude that the performance of a latent entitlement
entails the establishment of relations between the entity in question and any kind of
third persons, and thus constitutes legal personality [Knoll, at 139].
This argument is both interesting and highly polemical (at least with regard to territories which
do not clearly have an external self-determination entitlement). There are contending theories for
determining whether a non-state actor has international legal personality and, as Knoll
acknowledges, international law has been reluctant to widen the range of participants whose
conduct it purports to regulate (Knoll, at 131), but Knoll’s call for a pragmatic approach is
persuasive at some levels. It recalls Jan Klabbers’ comment, concerning the international legal
personality of international organizations, that ‘as soon as an organization performs acts which
can only be explained on the basis of international legal personality, such an organization will be
presumed to be in possession of international legal personality’.24
Yet, it is important to query whether an international actor’s conclusion of an
international agreement with putative benefit for an administered territory or its performance of
another act which accesses the international legal order might not, in some cases, be viewed as
24
J. Klabbers, An Introduction to International Institutional Law (2002), at 55–56.
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an exercise of the international actor’s international legal personality acting in support of
international interests relating to the relevant territory (albeit often overlapping with the abstract
interests of the territory itself). This issue deserves further attention. From a policy perspective,
one should note that Knoll’s argument for international legal personality potentially has
important implications for the external self-determination hopes of non-state territories subject to
international administration. Knoll includes a fascinating 2005 memorandum to a former Prime
Minister of Kosovo (author not mentioned25), recommending that Kosovo seek inclusion in
multilateral arrangements to enhance Kosovo’s position on the international stage –something
which would be difficult to abrogate in the future. If international administration comes to be
viewed as a means for non-state territorial units to attain international legal personality, and it is
considered difficult to walk back from such personality, it may come to be seen as an extremely
risky policy tool.26
B. Legal Basis
The authors under review discuss, to varying degrees, the legal basis on which international
administrations have been or may be founded. The legal basis for administrations can also have
important consequences for the ensuing legal framework governing the powers of the
administrators and the way those powers are exercised.
Both Stahn and Kiderlen provide particularly cogent and extensive discussions of the
legal basis for territorial administration in the context of the UN Charter. Both authors approach
the topic in terms of the main peacekeeping powers of the UN: as consent-based (‘Chapter VI ½’)
operations and as enforcement action under Chapter VII. 27 Kiderlen ruffles no feathers by
arguing that the consent of the host state is necessary when the UN is relying on its peacekeeping
powers to administer territory, but not when it is relying on its Chapter VII enforcement powers.
25
In fact, it is somewhat ambiguous whether the 'memo' is real or whether it is a literary device of Knoll's own
drafting to illustrate his arguments better.
26
In fact, elites in secessionist entities may consider it crucial that Kosovo has been administered independently
from Serbia, supported by a substantial number of states and the EU: see Orakhelashvili, ‘Statehood, Recognition
and the United Nations System: A Unilateral Declaration of Independence in Kosovo’, 12 Max Planck Yrbk UN L
(2008) 1, at 23. The Report of Special Envoy Ahtisaari states, ‘The establishment of [UNMIK]…and its assumption
of all legislative, executive and judicial authority throughout Kosovo, has created a situation in which Serbia has not
exercised any governing authority over Kosovo. This is a reality one cannot deny; it is irreversible’: Report of the
Special Envoy on Kosovo's Future Status, UN Doc S/2007/168 (26 Mar. 2007), at para. 7 (emphasis added).
27
There is comparatively little in any of the works on recent cases where the legal basis for establishment of an
international administration does not fall squarely within one or the other of these categories, such as in BiH.
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However, going beyond normal peacekeeping doctrine, Kiderlen argues that when a territorial
administration mission by the UN is consent-based, the mission needs the consent of the host
state for all of the capacities and modalities of the operation (Kiderlen, at 124).28 While he
admits that consent-based administrations may be hamstrung by uncooperative parties, he
concludes that consent is a suitable basis for the exercise of territorial administration and has the
advantage of enhanced legitimacy (Kiderlen, at 124–125 and 119). In this connection, he argues
that the Security Council has a type of subsidiary power even under Article 24(1) to take
compulsory measures, although in a much lesser sense than when it is acting under its Chapter
VII powers (Kiderlen, at 115–119).29
In contrast, Stahn, in a more cursory examination raising some of the same issues, comes
to the opposite conclusion, arguing that there is ‘substantial doubt…as to whether Article 36(1)
provides a solid legal basis for the establishment of UN administrations specifically’, in
particular on the grounds that the need for continuing consent is ‘incompatible with the
organisational design of UN administrations, which are usually established as fixed-term
operations without the possibility of unilateral revocation by domestic actors’ (Stahn, at 435).
While Stahn’s concerns are understandable, they do not seem to be borne out by the facts. In fact,
what neither author addresses in detail is precisely whose consent is relevant and for what
reasons. While host state consent may be superfluous in terms of the legality of the
establishment of a mission when there is a Resolution adopted by the Security Council under
Chapter VII of the UN Charter, the absence of consent can have an impact on the legal
framework which subsequently applies – for instance, the applicability of the law of occupation
is highly dependent on the presence or absence of consent.
Moreover, the requirement of host state consent for legal reasons in Chapter VI peace
operations (so as not to contravene Article 2(7) of the Charter) jives with – but is not identical
to – the consent sought by DPKO in order to ensure the success of its operations. The consent of
all stakeholders sought by the DPKO is more likely to enhance legitimacy than the bare host
state consent Kiderlen relies on. Indeed, Serbia continued to consent to the presence of UNMIK
28
Although there is some debate, general consensus holds that once the host state has consented to a peace
operation, the Secretary-General and his delegates do not require consent for each and every act. See Di Blasé, ‘The
Role of the Host State’s Consent with regard to Non-coercive Actions by the United Nations’, in A. Cassese (ed.),
United Nations Peace-Keeping: Legal Essays (1978), at 55.
29
He notes that there is no power to take coercive measures against states absent a Chap. VII mandate, but argues
that such measures may be taken against groups and individuals in some circumstances.
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in Kosovo long after local authorities in Kosovo stopped consenting to it; but, as Special
Representative of the Secretary General Lamberto Zannier has stated, even with a Chapter VII
mandate and, in theory, concomitant powers, UNMIK has been effectively prevented from
carrying out that mandate in the absence of the consent of local authorities.30 Thus, the existence
of consent sufficient to found a mission’s legal basis will not necessarily be decisive with regard
to the perceived overall legitimacy of that administration.
Fox, like Kiderlen and Stahn, states that the administrations he terms ‘humanitarian
occupations’ have been based on two legal grounds: agreement with the host state and a Chapter
VII Security Council Resolution (Fox, at 8). Acknowledging the problems associated with the
nature of the consent in such cases, he argues that ‘agreements supporting humanitarian
occupation missions are likely valid only because of supporting Security Council resolutions’
(Fox, at 217). Fox questions this legal basis, including whether it violates the right to self-
determination. In the end, however, he argues that ‘[b]oundaries on the Council will emerge not
from the four corners of binding obligations but from the process of Council law-making’ (Fox,
at 295) and, in this vein, discusses the democratization of the law-making process. Fox is right to
point out the questions associated with existing justifications for international administration, and
his suggestions for making Security Council decision-making less insular are well taken.
However, it is highly questionable whether process-based means of circumscribing the Security
Council’s authority would provide a substitute for legal regulation. Indeed, Fox’s work would
seem to call for more investigation of the relationship between Security Council-established
‘humanitarian occupations’ and legal principles such as self-determination, rather than an
abandonment of such investigation on grounds of the Council’s ‘essential role’ in matters of war
and peace (Fox, at 307) and its pursuit of collective goals.
As a final word on the legal basis for international administration, one needs to bear in
mind that specific legal questions arise where international actors legally present in a territory
take on an administrative role without a formal mandate to do so. Even where the presence of an
international actor in a territory can be legally justified, the specific functions performed by such
actor may, in some cases, be ultra vires.
30
Address by Ambassador Lamberto Zannier, Special Representative for the UN Interim Administration Mission in
Kosovo (UNMIK), to the OSCE Permanent Council, 4 Sept. 2008. Because this occurred following Kosovo’s
unilateral declaration of independence, there is an element of a lack of ‘host state’ consent, but the issue has not
been formally treated as such.
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C. Legal Framework
The existence of a clear legal framework which applies to international actors administering
territory, defining their duties and obligations, is vital to the accountability and legitimacy of
such administrations. While the existence of a general legal framework which would apply to all
such entities remains elusive, particularly in light of the heterogeneity of international
administration, Kiderlen’s major contribution to the literature is his attempt to sketch, in a
systematic and legally rigorous manner, the legal framework which applies to the UN when it
administers territory. In this endeavour, Kiderlen examines the ‘internal’ boundaries on UN
Security Council action (i.e., those arising through an interpretation of the Charter itself),
‘external’ boundaries (customary international law), and ‘indirectly imposed’ boundaries – that is,
obligations binding on member states which apply to the UN when it is filling the role of a state.
In his discussion of internal boundaries, Kiderlen concludes that the Security Council has
three clear obligations which arise under the Charter: the obligation to maintain international
peace and security, the protection and promotion of human rights, and the obligation to respect
the right to self-determination. He argues that, while these obligations are equal, when they
conflict, as they may do when the UN is administering territory, the obligation to maintain
international peace and security is paramount. (Kiderlin, at 268–269). In his analysis of
competing obligations, Kiderlen provides criteria for when the Security Council’s obligation to
ensure international peace and security takes a paramount role over other obligations. He
discusses the controversial capacity and necessity of a UN administration to ‘derogate’ from
human rights treaties to which it is technically not a party in this light. Kiderlen seems to believe
that the 2004 riots in Kosovo could qualify as a sufficient security threat warranting a suspension
of rights; this assessment, without further development and reliance on jurisprudence, is
surprising (Kiderlen, at 320–321). Nevertheless, and although the overall argument may be
contentious, the clear manner in which his argument regarding competing obligations is
presented helps to focus and clarify the debate.
In the context of ‘internal’ obligations, Kiderlen also considers whether the Trusteeship
regime in the Charter provides a lex specialis when the UN engages in the administration of
territory. Rejecting that notion, he comes to a similar conclusion to Stahn, that the Trusteeship
regime plays a ‘guidance’ role rather than providing a set of hard and fast legal rules (Kiderlen,
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at 255–259; Stahn, at 455–457).
With respect to customary law, Kiderlen argues that in general it does not impose
significant limits on Security Council action, since for the most part the Council is bound only by
customary law constituting ius cogens. Kiderlen’s argument that the Security Council is bound to
a certain extent by the obligations binding states when it is filling the role of a state is careful but
short. He considers various aspects of the theory of delegation of powers by states to the UN at
its creation and concludes that it again boils down to a question of ius cogens (Kiderlen, at 302–
309). This is an unusual conclusion; while the legal value of Security Council resolutions which
contravene ius cogens is widely questioned, once the Council has created a subsidiary organ it is
not common to argue that that organ itself is bound only by ius cogens and not general customary
law.
Above all, Kiderlen’s careful, systematic analysis of the legal framework helps to
generate a coherent picture based on sound legal arguments, even if we may not agree with all of
his conclusions. As a general legal framework for the UN, Kiderlen’s approach provides a
valuable contribution to our understanding of that field. Unfortunately, with EULEX and the
International Civilian Office/International Civilian Representative taking over in Kosovo and the
example of the OHR in BiH, a purely UN-focused approach cannot provide all the answers, even
for current administrations. In any case, against this more general background, the specific
mandates for each administration, whatever form they may take, must be considered.
Stahn also provides an in-depth discussion of the legal framework applicable to
international administrations. While he insists that contextual differences argue against the
application of a single, universally-applicable legal framework in all cases where international
actors are involved in the administration of territory, he suggests that legal limitations on the
power of international administrators can arise, inter alia, from the UN Charter, customary
international law (including the guarantee of self-determination and universally accepted human
rights), and treaty law (Stahn, at 761, 454–516). One particularly interesting argument that he
makes is that democratic standards may apply to international administrations through a
conception of democracy as a human right. He argues that ‘international territorial
administrations may encounter an objective duty to ensure and respect the democratic rights and
freedoms inherent in a democratic society. This duty may…oblige the administration to
institutionalize checks and balances in the framework of the mission, to apply principles of state
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organisation (separation of power, accountability, judicial independence) in the establishment of
governing structures and to increase the involvement of local stakeholders in legislative and
executive decision-making’ (Stahn, at 514–516). He suggests that, over time, this obligation may
turn into an entitlement to democratic governance. This dovetails with Knoll’s discussion of the
importance of local institution-building and gradual devolution of power in international
administration, as well as its underlying emphasis on self-determination. It should be highlighted
that, even if a right to democratic governance does exist, its precise scope and content are unclear,
as Stahn acknowledges. That said, Stahn’s argument presents an intriguing way of approaching
questions of international accountability and local ownership in international territorial
administration.
One issue that is somewhat problematic in several of the works under review is the
treatment of the applicability of the law of occupation to international administration. Knoll and
Kiderlen suggest the law of occupation is inapplicable de jure to such administrations, in part on
the ground that the law of occupation demands preservation of the status quo, whereas
international administration is designed to transform a territory, be it a state or non-state entity
(Knoll, at 244–245; Kiderlen, at 332–346).31 However, the issue of whether that law applies is
not determined by the content of the rules or the legitimacy of the occupied government but
rather, as for all of international humanitarian law, whether the factual situation triggers its
application. Hence the importance of consent, discussed above. Since Article 43 of the Hague
Regulations of 1907 is arguably not ius cogens, the UN Security Council may derogate from it,
such that the law of occupation is not necessarily incompatible with international administration.
If the law of occupation is applicable, it may fill in gaps in the mandate. Moreover, the respect of
the spirit of the principle enshrined in Article 43 may incite awareness among administrators that
they are not writing on a blank slate, but that the changes they introduce should stick close to
local laws and traditions.32 In the end, Kiderlen rightly dismisses arguments that the law of
occupation should not apply to international administrations on the ground that the goals of the
international community are to aid the population and insightfully points out that the goals of the
international community and those of the population in the administered territory will not
31
While both authors also provide other grounds for the inapplicability of the law of occupation which are more
persuasive, each invokes this line of reasoning. Curiously, Kiderlen’s English language summary of his work does
not accurately represent his better and more nuanced arguments in German on this point (compare at 449 and 345).
32
Sassòli, ‘Legislation and Maintenance of Public Order and Civil Life by Occupying Powers’, 16 EJIL (2005) 661.
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necessarily always coalesce (Kiderlen, at 337–338). For his part, Knoll takes the opposite view
to most and argues that if the Security Council intended an administration to be subject to IHL
(and the law of occupation) it would have to have specifically stated as much in the enabling
resolution (Knoll, at 246). This is contrary to the usual view that the Security Council is bound
by international law unless it specifically derogates from it. We are not inclined to support a view
that the four corners of a Security Council resolution represent the entire body of international
law applying to that situation and disagree with Knoll on this point.
Although international administration does not operate in a legal vacuum, Knoll and
Stahn in particular have pointed out that international administrations have in practice frequently
experienced problems of legal clarity (Knoll, at 430–431; Stahn, at 656), and this has led to
questions regarding mandate creep. Stahn criticizes the fact that, although acts of UN
administrations must be related to the objectives of peace maintenance, this limit has ‘been
interpreted in an extensive fashion in UN practice’, leading them to be overly intrusive (Stahn, at
654). It should be said that arguably ultra vires action by international administrations has been
both criticized and welcomed by actors within governed communities in accordance with their
political positions and their expectations of international administration. Thus, it is perhaps too
simple to argue that mission creep is problematic because it threatens to undercut the
expectations of domestic political actors.33 Nevertheless, it is clear that, notwithstanding the
benefits of constructive mandate ambiguity for international administrations themselves and
some individuals within administered territories, the dearth of clear standards regulating
international administrative authority is inconsistent with fundamental rule of law principles.
In addition, some obligations in the mandates of international administrations appear to
conflict. Consider, for example, the simultaneous obligation to protect human rights and to
devolve power to local institutions in UNMIK’s mandate.34 A perception that local authorities
will take actions which contravene human rights or that they require further ‘training’ in order to
be able to protect them may incite international actors to prioritize human rights protection over
self-determination.
To a certain extent, these concerns may be minimized through greater attention to the
crafting of the mandates of international administrations. At the same time, even ‘normal’
33
For this argument see Ford and Oppenheim, ‘Neotrusteeship or Mistrusteeship? The “Authority Creep” Dilemma
in United Nations Transitional Administration’, 41 Vanderbilt J Transnat’l L (2008) 55.
34
SC Res 1244, at para. 11(d) and (j).
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governmental authorities sometimes have seemingly conflicting obligations, and it may be
difficult to eliminate these entirely. In addition, while one may agree in principle that
international administrations should be cautious about exercising their power in a highly
interventionist fashion, this does not resolve the question of where one should draw the line.
Determining the appropriate nature and scope of international administrative powers in post-
conflict situations is often particularly tricky, given that peace-maintenance is increasingly seen
as requiring a holistic effort geared toward addressing the roots of conflict and preventing its
recurrence. Moreover, the precise measures necessary for effective peace maintenance will differ
from context to context. From our perspective, what would seem to be crucial, apart from
mandate clarity, is that international administrations make serious efforts to ensure that their
exercise of governmental authority represents a good faith, proportionate response (Kiderlen, at
324–326) to the problems that they are meant to address in governed territories. In addition, the
absence of a body which can oversee the interpretation and implementation of such complex and
demanding mandates leaves administrators to muddle through and, worse still, leaves the people
in the administered territories without means to challenge the process of clarifying the legal
regime or the decisions which ultimately result from it. Thus, the creation of accountability
structures in connection with international administrations should be a priority.
D. Accountability
A major concern which reappears in the works discussed above is the dearth of rigorous
accountability mechanisms in connection with international administration. Stahn observes that
ITAs have tended to be perceived more as ‘functional entities ruled by the laws and principles
applicable to international organisations (e.g., in terms of privileges and immunities, legal
obligations and intra-institutional power-sharing) than as state actors governed by standards of
domestic law’ (Stahn, at 21). Unlike many commentators on international administration, he
does not simply condemn the ‘accountability gap’ existing in this context; instead, he discusses
various mechanisms of accountability and their relevance for international administration. His
treatment of this issue is a sensitive one, which recognizes the difficult circumstances in which
many ITAs operate, but he nevertheless provides quite specific policy recommendations for
enhancing ITA regulation which will be of use to anyone contemplating the future use of ITA.
These include independent administrative supervisory bodies to review acts adopted by
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internationally established agencies, claims commissions for the purpose of recovering damages
suffered from acts of international administrations, judicial review of certain international
administration decisions by domestic courts, and potential review by international courts and
tribunals (Stahn, at 615–616).
Knoll delves into the accountability issue as well, and provides a discussion of the
problems with review of international administration decisions studded with examples from BiH
and Kosovo. In an interesting examination of the Human Rights Advisory Panel in Kosovo,
Knoll chronicles the difficulties associated with creation of even a non-judicial body to review
UNMIK decisions for compliance with human rights norms. As in other sections of the work,
inter-office memoranda and other documents not available to the general public provide a
window into the priorities and concerns of UNMIK officials. The fact that the Human Rights
Advisory Panel has finally begun to operate and issue decisions may enable further public
scrutiny of UNMIK accountability as the operation winds down.35
While the above-discussed contributions to the dialogue concerning the accountability of
international administrations are very strong, there is need for much more research on this issue.
In particular, more work is needed on questions related to the legal responsibility of international
actors, taking into account the ongoing work of the International Law Commission with respect
to the responsibility of international organizations. There is also a need for further research
concerning the legal responsibility of international actors which are not directly engaged in the
performance of international administrative functions, but which nevertheless play a role in
connection with international administrations, to include states which implement decisions
issued by international administrations and states providing aid and assistance to such
administrations. Another key question relates to the relevance of Chapter VII Security Council
Resolutions establishing/endorsing international administrations for the reviewability of the
conduct of such administrations and the conduct of other actors ostensibly acting in furtherance
of their goals. Knoll provides an insightful critique of the European Court of Human Rights’
position in the Behrami case that ‘measures taken in pursuit of a Chapter VII mandate
cannot…be measured against concrete standards of human rights treaty law, as a matter of
35
Only one petition to date has been decided on the merits; all others have been declared inadmissible, often
because the complaint was lodged more than 6 months following receipt of the impugned final decision. This, even
when such final decision was issued when the Regulation creating the Panel had been adopted but the Panel itself
was not constituted and nothing other than a general UNMIK address to which complaints could be sent apparently
existed. See the list of decisions at www.unmikonline.org/human_rights/cases.htm (last accessed 26 Oct. 2009).
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normative hierarchy’ 36 (Knoll, at 377). The Court’s decision to follow this line in its recent Berić
decision involving individuals removed from public office by the High Representative in BiH37
provides cause for further concern regarding the ability of Chapter VII resolutions to insulate
conduct taken in connection with an international territorial administration from review.
Here it should be said that, although Articles 25 and 103 of the UN Charter can give rise
to a tension in ITA contexts with respect to the relationship between human rights norms and
obligations perceived as arising under Chapter VII Security Council resolutions, it would seem
important not to allow the mere presence of a Security Council resolution in connection with an
ITA to serve as justification for insulating all ITA decisions from scrutiny on human rights
grounds. Knoll is persuasive when he observes that ‘[w]hile Articles 25 and 103 allow for the
derogation of international treaty law, the SC must be presumed to do so explicitly’ (Knoll, at
377).38 It would seem appropriate to interpret Chapter VII resolutions, as far as possible, in a
manner consistent with international human rights law – particularly in light of the UN’s own
role in promoting respect for human rights.39 Recent judicial developments suggest a greater
willingness on the part of some courts to engage in review on human rights grounds even in the
face of a Chapter VII Resolution which could be seen as precluding such review. These include a
2006 decision of the BiH Constitutional Court involving the failure of BiH to meet its positive
obligation under the Constitution to take reasonable steps to secure an effective remedy for
individuals removed from office by OHR.40
Finally, ‘accountability’ takes on different meanings in different cases of international
administration (e.g., ‘internationals’ serving on domestic governmental bodies; an international
entity used to perform a discrete governmental functions; an international entity exercising
plenary governmental power in a territory), and mechanisms developed to enforce accountability
36
App Nos 71412/01 and 78166/01, Admissibility Decision of the European Court of Human Rights in the Cases of
Behrami and Behrami v France and Saramati v France, Germany and Norway (2 May 2007). The quoted language
represents Knoll’s characterization of the Court’s position.
37
App Nos 36357/04, 36360/04, 38346/04, 41705/04, 45190/04, 45578/04, 45579/04, 45580/04, 91/05, 97/05,
100/05, 101/05, 1121/05, 1123/05, 1125/05, 1129/05, 1132/05, 1133/05, 1169/05, 1172/05, 1175/05, 1177/05,
1180/05, 1185/05, 20793/05, and 25496/05, Admissibility Decision of the European Court of Human Rights in the
Case of Berić and Others against Bosnia and Herzegovina (16 Oct. 2007).
38
Indeed, this argument seems to contradict Knoll's earlier position noted above regarding the law of occupation
(Knoll, at 246). This argument has also been made by Sassòli with regard to the applicability of international
humanitarian law and peace operations. See supra note 32.
39
See, e.g., Art. 55 of the UN Charter, which provides that ‘the United Nations shall promote…universal respect for,
and observance of, human rights and fundamental freedoms for all without distinction as to race, sex, language, or
religion’.
40
Constitutional Court of BiH, Appeal of Milorad Bilbija and Dragan Kalinić, AP 953/05, 8 July 2006.
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should be tailored accordingly.
5. Conclusion
International territorial administration is a big, complicated enterprise which raises equally big
and complicated questions of international relations and international law. The study of it is
particularly fascinating because it forces scholars to deal with issues which are testing the
boundaries of international law – not only do we need arguments as to how that law applies to
new subjects, but also for the more delicate issues of how it can be operationalized and
reconciled with the unique characteristics and needs of international organizations and other
entities. Moreover, territorial administration tests the limits of international actors themselves –
what they can do and what they should be mandated to do – in circumstances where there is no
domestic governmental authority through which their actions are mediated. It is an international
legal dialogue occurring largely between ‘new’ subjects: organizations and individuals. As we
have indicated, it can even involve international actors whose status remains undefined. Viewed
in this light, it is not surprising that questions of legitimacy seem to pervade the discourse.
This also helps to explain why international administration has received so much attention
from five scholars of high calibre. Wilde’s focus on the broader issues relating to international
territorial administration gives a young field a great deal of depth. His thought-provoking work,
which identifies ITA as a policy institution and argues that it is part of a broader family of
‘foreign territorial administration’ (including colonialism), incites reflection and discourages
lawyers from having a purely technocratic approach to what can be a highly technical field of
law. At the same time, the efforts of Stahn and Kiderlen to sketch a legal framework for this
activity are essential to moving the legal debate forward. Their contributions to our
understanding of the law that applies when international actors, particularly the UN, undertake
administrative roles in a given territory are valuable. As we noted above, Stahn's mammoth work
is likely to become a standard reference work on ITA for both scholars and practitioners. Knoll’s
provocative approach to issues such as the legal personality of non-state administered territories,
and the wealth of information that he provides concerning international administration in practice,
will certainly further enrich the ongoing academic discussion on the use of international
administration. Unfortunately, we fear that Knoll's highly academic style may mean that his very
interesting work may not be as widely read by practitioners as it deserves to be.
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Finally, while many aspects of Fox’s work are thought-provoking, we were not entirely
convinced by his theory of ‘humanitarian occupation’ in the context of ITA scholarship. His view
that ‘almost everything about’ certain international administrations created following the end of
the Cold War differed from earlier cases of international administration is questionable,
particularly when one considers the strong links between recent and historic experiments with
international administration highlighted by Wilde, Stahn, and Knoll. Moreover, Fox’s contention
that ‘humanitarian occupations’ were primarily for the benefit of citizens in host states, and his
view that such occupations represented a commitment to existing state borders, are not
unproblematic when one closely examines these cases. We had a sense that his work was driven
by an effort to find an alternative framework against which he could measure the 2003
intervention in Iraq – even if it still came up short in his analysis. Fox’s work provides a very
different way of conceiving the field; consequently, it is difficult to compare his arguments with
those of scholars using a more traditional approach (insofar as such can already be said to exist).
Certainly, overall, there remains a need to broaden the discussion further, for instance by
enquiring whether an even more general legal framework cannot be discerned for a variety of
types of foreign administration – either in terms of existing law or the law as it should be. In this
respect, Fox’s work may be construed as an interesting and welcome first attempt. We note that
the field as a whole continues to attract attention – in the past few months, two substantial new
works have appeared which touch on many of the issues explored above: Eric de Brabandere’s
Post-Conflict Administrations in International Law and Oisín Tansey’s Regime-Building:
Democratization and International Administration, which undoubtedly will add much food for
thought in the legal and comparative politics debates respectively.41
Given the fact that the field is in its early days, it is to be expected that there will be many
points of disagreement. As we have suggested, there is not even a uniformly accepted definition
of the subject matter. Moreover, as we have noted above, many issues relating to accountability
remain to be explored. Read together or each on its own, the works reviewed here provide an
interesting and often solid foundation for further research on the difficult questions which remain.
41
E. de Brabandere, Post-Conflict Administrations in International Law: International Territorial Administration,
Transitional Authority, and Foreign Occupation in Theory and Practice (2009) and O. Tansey, Regime-Building:
Democratization and International Administration (2009).
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