From Wikipedia, the free encyclopedia
A medieval king investing a bishop with the symbols of office. From
Mediaeval and Modern History by Philip Van Ness Myers, 1905
By undercutting the
Imperial power established by the
Salian emperors, the controversy led to nearly 50 years of
civil war in
Germany, the triumph of the great
dukes and
abbots, and although Imperial power was reestablished under the
Hohenstaufendynasty, the damage to the position of the Holy Roman Emperor was so great that the goal of unifying Germany could not be achieved until the Holy Roman Empire was dismantled in the 19th century and Prussia was able to fill the resulting vacuum.
[edit]Origins
After the
decline of the Roman Empire, and prior to the Investiture Controversy, the appointment of church officials, while theoretically a task of the
Roman Catholic Churchwas in practice performed by secular authorities.
[1] Since a substantial amount of wealth and land was usually associated with the office of
bishop or abbot, the sale of Church offices (a practice known as
simony) was an important source of income for secular leaders.
[citation needed] Since bishops and abbots were themselves usually part of the secular governments, due to their
literate administrative resources or due to an outright family relationship, it was beneficial for a secular ruler to appoint (or sell the office to) someone who would be loyal.
[1]
The crisis began when a group within the church, members of the
Gregorian Reform, decided to address the sin of simony by restoring the power of investiture to the Church. The Gregorian reformers knew this would not be possible so long as the emperor maintained the ability to appoint the pope, so their first step was to liberate the papacy from the control of the emperor. An opportunity came in 1056 when
Henry IV became German king at six years of age. The reformers seized the opportunity to free the papacy while he was still a child and could not react. In 1059 a church council in Rome declared, with
In Nomine Domini, that secular leaders would play no part in the selection of popes and created the
College of Cardinals as a body of electors made up entirely of church officials. To this day the College of Cardinals selects the pope, and once Rome regained control of the election of the pope it was ready to attack the practice of secular investiture on a broad front.
[edit]Investiture Controversy
In 1075 Pope Gregory VII asserted in the
Dictatus Papae[2] that as the Roman church was founded by God alone; that the papal power (the
auctoritas of
Pope Gelasius) was the sole universal power; in particular, a council held in the
Lateran from February 24 to 28 of the same year,
[3] decreed that the pope alone could appoint or depose churchmen or move them from
see to see. This radical departure from the
balance of power of the
Early Middle Ages, among the other Gregorian reforms, eliminated the practice of investiture, the divinely-appointed monarch's right to invest a prelate with the symbols of power, both secular and spiritual. By this time, Henry IV was no longer a child, and he reacted to this declaration by sending Gregory VII a letter in which he rescinded his imperial support of Gregory as pope in no uncertain terms: the letter was headed
Henry, king not through usurpation but through the holy ordination of God, to Hildebrand, at present not pope but false monk. It called for the election of a new pope. His letter ends:
I, Henry, king by the grace of God, with all of my Bishops, say to you, come down, come down, and be damned throughout the ages.
The situation was made even more dire when Henry IV installed his chaplain as
Bishop of Milan, when a candidate had already been chosen in Rome. In 1076 Gregory responded by
excommunicating the king, removing him from the Church and deposing him as German king. This was the first time a king of his stature had been deposed since the 4th century.
Enforcing these declarations was a different matter, but the advantage gradually came to be on the side of Gregory VII. The German aristocracy was happy to hear of the king's deposition. They used the cover of religion as an excuse to continue the rebellion started at the
First Battle of Langensalza in 1075, and for seizure of royal holdings. Aristocrats claimed local lordships over peasants and property, built forts, which had previously been outlawed, and built up localized
fiefdoms to secure their autonomy from the empire.
Thus, due to these combining factors, Henry IV had no choice but to back down, needing time to marshal his forces to fight the rebellion. In 1077 he traveled to
Canossa in northern Italy to meet the pope and apologize in person. As penance for his sins, and echoing his own punishment of the Saxons after the
First Battle of Langensalza, he dramatically wore a
hairshirt and stood in the snow barefoot in the middle of winter in what has become known as the
Walk to Canossa. Gregory lifted the excommunication, but the German aristocrats, whose rebellion became known as the
Great Saxon Revolt, were not so willing to give up their opportunity. They elected a rival king,
Rudolf von Rheinfeld.
Henry IV then proclaimed
Antipope Clement IIIto be pope. In 1081 Henry IV captured and killed Rudolf, and in the same year he invaded Rome with the intent of forcibly removing Gregory VII and installing a more friendly pope. Gregory VII called on his allies the
Normans in southern Italy, and they rescued him from the Germans in 1085. The Normans
sacked Rome in the process, and when the citizens of Rome rose up against Gregory he was forced to flee south with the Normans. He died soon thereafter.
The Investiture Controversy continued for several decades as each succeeding pope tried to diminish imperial power by stirring up revolt in Germany. These revolts were gradually successful. Henry IV was succeeded upon his death in 1106 by his son
Henry V, who had rebelled against his father in favor of the papacy, and who had gotten his father to renounce the legality of his antipopes before he died. Henry V also chose one more antipope,
Gregory VIII; however, he renounced some of the rights of investiture with the
Concordat of Worms, and was received back into communion and recognized as legitimate Emperor as a result.
[edit]English investiture controversy of 1103 to 1107
At the time of Henry IV's death,
Henry I of England and the Gregorian papacy were also embroiled in a controversy over investiture, and its solution provided a model for the eventual solution of the issue in the Empire.
William the Conqueror had accepted a papal banner and the distant blessing of
Pope Alexander II upon his invasion, but had successfully rebuffed the Pope's assertion after the successful outcome, that he should come to Rome and pay homage for his fief, under the general provisions of the "
Donation of Constantine".
The ban on lay investiture in
Dictatus Papae did not shake the loyalty of William's bishops and abbots. In the reign of
Henry I the heat of exchanges between Westminster and Rome induced
Anselm, Archbishop of Canterbury, to give up mediating and retire to an abbey. A Norman count who was Henry's chief advisor was excommunicated, but the threat of excommunicating the king remained unplayed. The papacy needed the support of English Henry while German Henry was still unbroken. A projected crusade also required English support.
Henry I commissioned the Archbishop of York to collect and present all the relevant traditions of anointed kingship. "The resulting
Anonymous of York [more often known as
The Norman Anonymous ] treaties are a delight to students of early-medieval political theory, but they in no way typify the outlook of the Anglo-Norman monarchy, which had substituted the secure foundation of administrative and legal bureaucracy for outmoded religious ideology"
[4]
[edit]Concordat of London, 1107
The Concordat of London (1107) suggested a compromise that was taken up in the
Concordat of Worms. In England, as in Germany, a distinction was being made in the king's chancery between the secular and ecclesiastical powers of the prelates. Employing the distinction, Henry gave up his right to invest his bishops and abbots and reserved the custom of requiring them to come and do homage for the "
temporalities" (the landed properties tied to the episcopate), directly from his hand, after the bishop had sworn homage and feudal vassalage in the ceremony called
commendatio, the
commendation ceremony, like any secular vassal. The system of
vassalage was not divided among great local lords in England as it was in France, for by right of the
Conquest the king was in control.
Henry recognized the dangers of depending on monastic scholars to staff his chancery and turned increasingly to secular scholars (who naturally held minor orders) and rewarded these men of his own making with
bishoprics and
abbeys. Henry expanded the system of
scutage to reduce the monarchy's dependence on knights supplied from church lands. The conclusion of the brief English investiture controversy was to strengthen the secular power of the king.
[edit]Concordat of Worms and its significance
On the Continent, after 50 years of fighting, a similar compromise (but with quite different long-term results) was reached in 1122, signed on
September 23 and known as the
Concordat of Worms. It was agreed that investiture would be eliminated, while room would be provided for secular leaders to have unofficial but significant influence in the appointment process.
Before the monarchy was embroiled in the dispute with the Church, it declined in power and broke apart. Localized rights of lordship over peasants grew, increasing serfdom and resulting in fewer rights for the population. Local taxes and levies increased while royal coffers declined. Rights of justice became localized and courts did not have to answer to royal authority. In the long term the decline of imperial power would divide Germany until the 19th century. Similarly, in Italy the effect of the investiture controversy was to weaken the authority of the emperor and to strengthen all those local forces making for separatism.
[5]
As for the papacy, it gained strength. During the controversy, both sides had tried to marshal public opinion; as a result, lay people became engaged in religious affairs and lay piety increased, setting the stage for the
Crusades and the great religious vitality of the 12th century.
The dispute did not end with the Concordat of Worms. There would be future disputes between popes and Holy Roman Emperors, until northern Italy was lost to the Empire entirely. The Church would turn the weapon of
Crusade against the Holy Roman Empire under
Frederick II. According to Norman Cantor:
The investiture controversy had shattered the early-medieval equilibrium and ended the interpenetration of
ecclesia and
mundus. Medieval kingship, which had been largely the creation of ecclesiastical ideals and personnel, was forced to develop new institutions and sanctions. The result during the late eleventh and early twelfth centuries, was the first instance of a secular bureaucratic state whose essential components appeared in the
Anglo-Norman monarchy."
[6]